SOC 2 Penetration Testing: What Is It and What Are the Requirements?

SOC 2 Penetration Testing: What Is It and What Are the Requirements?
2 years ago

Every business, whether small or large, needs to protect its customers’ data. This is why organizations undergo a SOC 2 Penetration Test. The goal of this type of testing is to find any vulnerabilities that could be exploited and put the data of customers at risk. This post will answer some common questions about SOC 2 Penetration Testing, including what it is, what are the requirements, and what are the benefits.

What is SOC2 Penetration Testing

SOC, or Service Organization Control, is a type of audit that assesses the security and control procedures of a service organization. This framework was introduced by the American Institute of Certified Public Accountants (AICPA).

It is a form of security testing that is conducted to assess the strength and effectiveness of an organization’s security controls. The goal of SOC penetration testing is to identify any potential weaknesses or vulnerabilities in an organization’s system that could be exploited by attackers. SOC (Service Organization Control) penetration testing is a type of assessment that is conducted on service organizations to evaluate their security posture.

There are two types of SOC audits SOC I and SOC II. A SOC I audit assesses an organization’s internal controls over financial reporting.

An important note about SOC penetration testing is that it should be conducted by an independent third party. This is to ensure that the results of the test are objective and unbiased.

What is the difference between SOC 2 Type I and Type II?

SOC I audits is conducted every year, while SOC II audits are conducted every two years. The main difference between SOC I and SOC II is that SOC II assesses an organization’s controls over non-financial data. This includes things like customer data, employee data, and intellectual property.

Another key difference is that SOC II requires organizations to have a written security policy, while SOC I does not. SOC II also requires that organizations undergo an annual penetration test, while SOC I does not.

Finally, SOC II audits are conducted by an independent third party, while SOC I audits can be conducted by either an independent third party or the organization’s internal auditor.

Is a pen test mandatory for SOC 2 compliance?

No, a penetration test is not mandatory for SOC certification. However, many organizations choose to undergo a penetration test to identify any potential weaknesses in their system that could be exploited by attackers.

5 Principles of SOC 2 Compliance

To pass a SOC II audit, an organization must meet the five principles of SOC compliance:

– Security: The system must be protected against unauthorized access, use, or disclosure.

– Availability: The system must be available for authorized users to perform their intended functions.

– Processing Integrity: Data must be processed accurately and completely.

Confidentiality: Information must be protected from unauthorized disclosure.

– Privacy: The personal Information of others must be disposed of after usage and it should not be leaked.

What Are SOC 2 Penetration Testing Requirements?

SOC penetration tests can be conducted on-site or off-site. On-site tests are more invasive and involve testing all of an organization’s systems and controls. Off-site tests are less invasive and only focus on specific systems or controls.

If your organization is required to undergo a SOC II audit, there are certain security testing requirements that you must meet to pass the audit. First, you will need to identify all of your organization’s systems and applications that process or store customer data. Next, you will need to determine which security controls are in place for each system and application. Finally, you will need to conduct a penetration test of each system and application to ensure that the controls are effective.

It is very important to ensure the privacy and proper usage of the Customer’s data.

Benefits of SOC Penetration Testing

There are many benefits to SOC penetration testing, including:

  • Identifying potential vulnerabilities and weaknesses in an organization’s system
  • Evaluating the effectiveness of an organization’s security controls
  • Ensuring that an organization’s security posture is up to par
  • Providing peace of mind to customers and shareholders


SOC penetration testing can help organizations identify vulnerabilities in their systems and controls. By understanding the requirements and benefits of SOC penetration testing, organizations can make sure they are prepared for the assessment.

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